Surveillance Compliance Officer
About this role
About the Role Marex is recruiting for a Surveillance Compliance Officer to join the team at our New York office. The role will focus on Trade Surveillance (Trade Activity and Communications) across asset classes including Cash Equity, Fixed Income, Commodities and Derivatives (Futures, Options, Swaps) on multiple exchanges and venues, with exposure to broader compliance activities in a market-leading firm.
What You'll Do
- Provide Trade Surveillance, E-communications, and Voice review services to US Broker Dealer (BD) and FCM (Futures) business lines
- Review alerts with due consideration in a timely fashion, maintaining queues within guidelines
- Use technical expertise and surveillance toolsets to determine true positives vs false positives, closing false positives with proper documentation including explanatory reasoning
Read the full description on TalentApply
Create a free account to see the complete job description, how well your CV matches this role, and apply in one click.
AI rewrites and formats your CV so it reads well and gets past screeners.
Get your match percentage for this exact role before you spend time applying.
Send a polished application in one click — no retyping the same details.
Follow every application in one place instead of digging through your inbox.
Free account · No card required
Your next opportunity starts here
Prepare, apply, track, interview and get hired — all from one platform, with AI in your corner.