Senior Compliance Officer – FCM Advisor

Job title: Senior Compliance Officer – FCM Advisor

About the Role Marex is seeking a Senior Compliance Officer – FCM Advisor to provide compliance advisory services for FCM as well as related Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. The role focuses on real-time compliance advisory to support front office teams and regulatory relationships in a dynamic financial environment across US FCM activities.

What You'll Do

• Provide FCM compliance advisory support to front office teams across day-to-day business activities.
• Lead preparation and submission of key regulatory filings and manage regulatory relationships and inquiries for the US FCM business line.
• Review, draft and enhance US FCM Policies and Procedures and Written Supervisory Procedures.
• Field FCM Business Questions.
• Support the Desk Heads with FCM related compliance matters.
• Review new business initiatives, products, and markets to ensure full compliance before launch through the US FCM BCAC management review process.
• Collaborate to ensure Compliance Calendar deadlines are achieved.
• Ensure compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
• Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
• Be a role model for integrity and conduct and reflect Marex values; comply with the Code of Conduct, report breaches, escalate risk events, and provide input to risk management processes.

What We're Looking For

• Essential: Basic understanding of financial markets; data analysis and interpretation skills; proficiency in Microsoft Office products; organizational and time-management skills; excellent verbal and written communication; existing compliance experience in a financial markets context; Bachelor's Degree in Finance, Economics, Business, or related field; experience in a regulated environment and knowledge of risk and compliance requirements.

Nice to Have

• Demonstrable curiosity, resilience in a fast-paced environment; ability to communicate across geography and functions; unimpeachable integrity; strong relationship-building and influencing skills; self-starter with the ability to prioritize; collaborative and adaptable.

Compensation & Benefits

• Salary range: $150,000 to $180,000 per year base salary, with eligibility for discretionary bonus.
• Salary currency: USD; Salary type: yearly.
• Marex Benefits for 2026.
• Company Values: Be collaborative; Act with integrity; Be adaptable and entrepreneurial.