Senior Compliance Officer – FCM Advisor
About this role
Job title: Senior Compliance Officer – FCM Advisor
About the Role Marex is seeking a Senior Compliance Officer – FCM Advisor to provide compliance advisory services for FCM as well as related Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. The role focuses on real-time compliance advisory to support front office teams and regulatory relationships in a dynamic financial environment across US FCM activities.
What You'll Do
- Provide FCM compliance advisory support to front office teams across day-to-day business activities.
- Lead preparation and submission of key regulatory filings and manage regulatory relationships and inquiries for the US FCM business line.
- Review, draft and enhance US FCM Policies and Procedures and Written Supervisory Procedures.
- Field FCM Business Questions.
- Support the Desk Heads with FCM related compliance matters.
Read the full description on TalentApply
Create a free account to see the complete job description, how well your CV matches this role, and apply in one click.
AI rewrites and formats your CV so it reads well and gets past screeners.
Get your match percentage for this exact role before you spend time applying.
Send a polished application in one click — no retyping the same details.
Follow every application in one place instead of digging through your inbox.
Free account · No card required
Your next opportunity starts here
Prepare, apply, track, interview and get hired — all from one platform, with AI in your corner.