About this role
Job title: Senior Auditor - Asset & Wealth Management
About the Role The Senior Auditor leads audits across Asset & Wealth Management, guiding audit project teams and communicating results to management, while providing technical expertise and training within the engagement team.
What You'll Do
- Lead moderately complex audits end to end, one at a time
- Advance understanding of audit methodology and standards
- Perform advanced testing and first-level reviews of less complex tests
- Lead presentations of findings to management
- Planning: assist in audit objective development and testing approach; act as Auditor in Charge on less complex engagements; complete planning documents; lead walkthroughs and develop process flows; identify risks and collect materials; develop Opening Meeting deck; draft risk and controls; assign inherent risk rating
- Fieldwork: perform higher complexity tests; lead discussions with stakeholders on testing findings; perform first-level reviews on less complex tests
- Reporting: assist in first drafts of audit issues and drafting the report
- Data Analytics: proactively identify opportunities
- Issue Validation: perform testing and draft memos
What We're Looking For
- College/University degree and 3+ years auditing experience in a financial institution
- Knowledge of audit/accounting principles
- Strong analytical, organizational, and communication skills (including effective business writing)
- Interest in pursuing professional certifications (e.g. CPA, CISA, CIA, ACA, ACCA)
- Working Model: Hybrid; authorized to work in the U.S. without visa sponsorship
Nice to Have
- Interest in pursuing professional certifications (CPA, CISA, CIA, ACA, ACCA)
Compensation & Benefits
- Salary: USD 74,200 - 126,200 per year
- Comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other well-being benefits
- Discretionary bonus program (may include equity)