Regulatory Analyst - Volcker Rule (Financial Services)

Job title: Regulatory Analyst - Volcker Rule (Financial Services)

About the Role We support financial services clients by providing regulatory analyses on the impact of the intersection of investment banking, private equity, and proprietary trading activities. This role focuses on regulatory analyses of the Volcker Rule and its relationship to operational risk within securities processing from trade capture through settlement.

What You'll Do

• Conduct regulatory analyses on the Volcker Rule and its impact on operational risk in securities processing, from trade capture to risk and product control, through to settlement.
• Collect data from internal databases, regulatory filings, and market reports to understand clients' trading practices and investment strategies.
• Facilitate the development of governance and compliance programs to respond to the Volcker Rule and assist clients with organization and implementation.

What We're Looking For

• Knowledge of the Volcker Rule and its implications for financial institutions, including regulatory expectations and risk controls.
• Experience in regulatory analysis, compliance, or risk management within financial services, preferably with investment banking, private equity, or proprietary trading contexts.
• Ability to gather and synthesize data from multiple sources and translate findings into actionable governance and compliance programs.
• Strong communication and client-facing skills, and the ability to work with stakeholders across functions involved in securities processing (trade capture, risk, product control, settlement).