About this role
Legal & Compliance Officer at UNOCASA Limited
- Job Type Full Time
- Qualification BA/BSc/HND
- Experience 3 - 6 years
- Location Lagos
- City Victoria Island
- Job Field Legal and Regulatory
Job Summary
- Are you a compliance-savvy legal professional with a deep understanding of the Nigerian Capital Markets?
- The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager.
- The role ensures compliance with SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
- The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).
Responsibilities
- This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.
What You'll Do
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Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
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Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs).
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Act as the primary interface for SEC, NFIU, and CAC.
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Drive the AML/CFT and KYC/CDD framework.
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What We're Looking For
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LLB / BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking.
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Proven track record of handling SEC Nigeria rules and filings.
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High integrity and the ability to work independently in a fast-paced environment.