Investment Compliance Assistant Manager, Investment Dept.

TW Life Investment Compliance Assistant Manager, Investment Dept.

Taipei City, Taiwan

Job Description

工作內容

• 負責投資組合法規遵循、投資額度監控及投後管理作業。
• 編製主管機關、壽險公會及中央銀行等監理申報與定期管理報告。
• 協助董事會、投資委員會及管理階層相關報告與簡報製作。
• 協助執行資產配置策略，進行投資組合監控、績效分析及投資報告製作。
• 協助辦理投資收益（NII）預估、財務規劃分析及相關管理報表編製。
• 協助交易人員準備投資交易相關文件及資料，並執行交易後投資限額檢核（After-trade Limit Check）。
• 支援內外部稽核、風險管理、盡職調查及跨部門專案推動。
• 協助 ALM、SAA、年度計畫及投資相關專案執行。
• Responsible for investment portfolio compliance, investment limit monitoring, and post-investment management.
• Prepare regulatory filings and periodic management reports for competent authorities, the Life Insurance Association, and the Central Bank.
• Support the preparation of reports and presentations for the Board of Directors, Investment Committee, and management team.
• Assist in implementing asset allocation strategies, including portfolio monitoring, performance analysis, and investment report preparation.
• Assist with net investment income (NII) forecasting, financial planning analysis, and related management report preparation.
• Support investment transaction documentation and data preparation for traders, and perform after-trade limit checks.
• Support internal and external audits, risk management, due diligence, and cross-functional projects.
• Support ALM, SAA, annual planning, and investment-related projects.

核心職責

• 投資交易支援及交易後限額檢核
• 投資法規遵循、額度管理及投後監控
• 主管機關申報及董事會／投資委員會報告準備
• 協助 ALM、SAA、年度計畫及投資相關專案執行
• 支援稽核、風險管理及盡職調查作業
• Investment transaction support and after-trade limit checks
• Investment compliance, limit management, and post-investment monitoring
• Regulatory filings and preparation of Board / Investment Committee reports
• Support for ALM, SAA, annual planning, and investment-related projects
• Support for audits, risk management, and due diligence activities

Qualifications

• 大學以上學歷，財務、會計、金融、經濟、法律或相關科系尤佳。

• 具投資、法令遵循、風險管理、財務分析或資產管理相關經驗者佳。

• 熟悉投資相關法規、監理申報及內部控制流程者尤佳。

• 具備良好的數據分析、報表製作及簡報能力。

• 具備跨部門溝通協調能力，能獨立作業並配合團隊合作。

• 細心、負責，具備良好的邏輯思考與問題分析能力。

• 熟悉 Excel、PowerPoint 及相關辦公軟體。

• 具英文讀寫能力者佳。

• 具 AI 工具應用能力者佳，能運用 AI 協助資料整理、文件撰寫、報表分析或提升工作效率。

• Bachelor’s degree or above; major in Finance, Accounting, Economics, Law, or related fields is preferred.

• Experience in investment, compliance, risk management, financial analysis, or asset management is preferred.

• Familiarity with investment regulations, regulatory reporting, and internal control processes is preferred.

• Strong data analysis, report preparation, and presentation skills.

• Good cross-functional communication and coordination skills; able to work independently and as part of a team.

• Detail-oriented, responsible, and strong in logical thinking and problem-solving.

• Proficient in Excel, PowerPoint, and other office software.

• Good reading and writing skills in English are preferred.

• Ability to use AI tools to support data organization, document drafting, report analysis, and productivity improvement is preferred.