About this role
IIA Assistant Branch Manager, ScotiaMcLeod, GWM
Requisition ID: 268848
ScotiaMcLeod description
ScotiaMcLeod, a cornerstone of Scotia Wealth Management, is a full-service wealth management firm with a proud history dating back to 1921. Known for service excellence, trusted advice, and a collaborative culture, we’re committed to helping clients grow and protect their wealth by understanding their complete financial picture—life, family, business, and future.
Our signature Enriched Thinking approach brings together investment, wealth planning, and advisory specialists to deliver truly personalized solutions. You’ll be supported by an innovative, team-based environment that values integrity, client focus, and continuous growth.
At ScotiaMcLeod, you’re not just building a career—you’re joining a firm where ideas spark, collaboration thrives, and you’re empowered to reach your full potential while making a real impact in your clients' lives.
Purpose
In coordination with the Branch Manager, leads and oversees the International Investment Advisory (IIA) Branch which includes locations in Toronto, Cayman and Bahamas and multiple jurisdictions in Latin America, Central America and the Caribbean, ensuring business strategies, plans and initiatives are executed in compliance with governing regulations, internal policies and procedures.
This is a dynamic role assisting the Branch Manager in areas of Advisor Coaching, adoption and delivery of Total Wealth solutions, problem solving, branch sales and marketing initiatives. Along with, supporting growth in branch assets and revenue, recruiting, regulatory compliance and oversight.
Accountabilities
- Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
- Manage and upholds the compliance and regulatory standards of the firm in the Branch, to ensure minimal financial exposure to the firm.
- Ensures client complaints, claims, legal actions and regulatory reviews, examinations and investigations are escalated to the Branch Manager and assist to ensure they are handled effectively and corrective