Equity Operations Support

Job title: Equity Operations Support

About the Role

Marex is seeking an Equity Operations Support who will be part of a team responsible for two primary business lines – Equity Brokerage and Equity Prime Brokerage Desks. The Brokerage business is well established while Equity Prime Brokerage is rapidly growing. Both are supported primarily on vendor systems with Broadridge and BAML as the two most used. The team also supports a variety of OTC products traded via a SEF (Swaps Execution Facility). The role is operations-focused with emphasis on control framework, daily BAU, and supporting new product initiatives.

What You'll Do

• Process all equity and option transactions including lifecycle events (exercises and assignment, corporate actions, etc.).
• Utilize our Middle Office systems to process various trade flows.
• Identify and clear breaks prior to open of the market and work with Broadridge team to process End-of-Day actions.
• Perform End of Day checkouts or reconciliations for various products or trade flows.
• Adhere to and propose improvements to control framework for the support of the business.
• Work with Front Office, Risk, Finance, Compliance, IT and Operations to support BAU (business as usual).
• Process client pass through fees.
• Send monthly Swap execution invoices to clients.
• Invoice collection and payment allocation.
• Floor brokerage invoice reconciliations.
• SEF (Swaps Execution Facility) trade processing for OTC Swaps.
• Support the set up of new customer or street-side accounts.
• Perform and evidence the performance of daily controls.
• Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
• Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
• Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
• At all times complying with Marex’s Code of Conduct: To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility. To report any breaches of policy to Compliance and/or your supervisor as required. To escalate risk events immediately. To provide input to risk management processes, as required.

What We're Looking For

• At least 1-5 years’ experience in a Financial Institution.
• Bachelor’s degree in Finance, Business, or related field.
• FINRA Series 99 strongly preferred.
• Experience supporting Equities and/or Options.
• Experience with DTC/NSCC and OCC.
• Working knowledge of Broadridge BPS strongly preferred.
• Understanding of trade lifecycle events strongly preferred.
• Ability to document procedures and controls.
• Excellent verbal and written communication skills.
• Experience in a regulated environment and knowledge of risk and compliance requirements.

Nice to Have

• Ability to build relationships and collaborate across teams; strong interpersonal skills.
• Experience with vendor systems and end-to-end trade processing.

Compensation & Benefits

• Salary range: $75,000 to $90,000 per year plus discretionary bonus.
• Marex Benefits for 2026.