Compliance Officer
About this role
About the Role The Compliance Officer role reports to the Chief Compliance Officer and handles tasks supporting CTC's global compliance operations, with a focus on securities and futures trade surveillances for all CTC trading affiliates worldwide.
We are seeking a self-motivated professional who will apply analytical skills and curiosity to help uphold regulatory standards and ethical excellence across the firm. What You'll Do
- Support global compliance operations with emphasis on securities and futures trade surveillances across all CTC trading affiliates worldwide.
- Assist in monitoring regulatory requirements, surveillance controls, and incident remediation in collaboration with the Chief Compliance Officer and cross-functional teams.
- Contribute to the development and improvement of compliance processes to ensure fair, transparent, and efficient markets. What We're Looking For
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