About this role
Job title: Compliance Analyst
About the Role
DV is looking for a Compliance professional to join its Compliance Department and support an actively growing team. The successful candidate would service both the futures and equities trading businesses, including its broker-dealer DV Equities.
What You'll Do
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Compliance/trade practice automated surveillance (reviewing daily reports, responding to inquiries)
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Onboarding new broker relationships
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Responding to KYC requests
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Drafting internal risk and compliance policies
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Research emerging areas (e.g., cryptocurrency regulation, international/cross-border rules)
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What We're Looking For
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Bachelor's degree and 0-3 years of experience in a compliance and/or regulatory position
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Excellent written and oral communication skills
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Strong understanding of trading/financial services compliance
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Possess a strong work ethic and be able to learn quickly in a fast paced, dynamic environment
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Detail oriented, organized, and diligent, with the ability to maintain discretion of highly sensitive/confidential information
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Maintain composure and communicate clearly when under pressure
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High level of proficiency in Microsoft Office and Adobe Professional
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Experience with broker-dealer and/or proprietary trading desired
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Nice to Have
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Interest or experience in cryptocurrency regulation
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Compensation & Benefits
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Annual compensation range $65K – $85K + discretionary bonus eligibility