About this role
Bilingual (English/Spanish) Senior Manager, Corporate Functions Compliance Testing
Requisition ID: 254433
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Manager, Compliance Testing, Corporate Functions contributes to the overall success of the Global Compliance Testing program, with a focus on Corporate Functions (CF) internationally (IB Countries) and in Canada. The Senior Manager ensures that specific individual goals, plans, and initiatives are executed/delivered in support of the team’s strategies and objectives; and that all activities are conducted in compliance with governing regulations, internal policies and procedures and ethical standards.
Is This Role Right for You?
In this role, you will:
- Lead and oversee the scope and the execution for compliance testing in Corporate Functions (CF) for IB jurisdictions and Canada where the Bank operates to assess oversight and controls for compliance with legal, regulatory and internal Bank policy requirements.
- Work closely with the Director - Testing, along with other Compliance partners to develop, support and execute the testing program.
- Participate in the development of Annual Test plan in coordination with local compliance counterparts, first line (1B) and internal audit, including tracking and reporting of testing completion against annual test plan.
- Sustain strategic relationships and develop alliances with key contacts in the IB Business Line, CF Compliance and CF partners to ensure alignment of testing across the 3 lines of defense.
- Understand the applicable regulatory requirements to ensure testing is adequately designed to identify potential control gaps and non-compliance with regulatory requirements, best practices and internal policies and procedures.
- Work with the Directors of Compliance, Senior Employees/Executive of the various IB & CF to develop, support and execute the IB/CF Compliance testing program both locally and on a cross-border basis and in other areas as required.
- Pro-actively identify potential violations /risk of non-compliance with regulatory requirements, internal policies, and procedures, in a timely manner and make recommendations to miti