About this role
Associate Advisor
Jennifer Fukumae is a direct-hire recruiter specializing in Wealth Management, partnering with firms and professionals to connect top talent with the right opportunities. Registered Investment Advisor (RIA) | Walnut Creek, CA | Hybrid (1 Day In-Office)
Compensation: $115,000–$140,000 DOE
A respected, client-focused Registered Investment Advisor (RIA) in Walnut Creek is seeking an Associate Advisor to join its collaborative team. This is an excellent opportunity for an experienced wealth management professional who enjoys working directly with clients and delivering comprehensive financial planning services in a boutique environment.
The Associate Advisor will partner closely with senior advisors to support client relationships, participate in client meetings, develop financial plans, and assist with investment and account management activities. This role offers strong exposure to all aspects of the advisory process while maintaining an exceptional work-life balance through a flexible hybrid schedule of only one day per week in the office.
Key Responsibilities
-
Serve as a trusted point of contact for clients and provide a high level of ongoing service
-
Prepare for and participate in client meetings, ensuring timely follow-up and execution of action items
-
Develop and update comprehensive financial plans covering retirement, tax, estate, education, insurance, and cash flow planning
-
Support investment portfolio implementation and ongoing monitoring
-
Coordinate account openings, transfers, distributions, and other client requests
-
Maintain accurate CRM records and ensure operational excellence
-
Collaborate closely with advisors and internal team members in a small, team-oriented environment
-
Contribute to firm initiatives and support a positive, client-first culture
-
2+ years of experience within wealth management, financial planning, or the financial services industry
-
CFP designation required
-
Experience creating and presenting financial plans
-
Strong communication, organizational, and analytical skills
-
Professional and polished presence with the ability to interact confidently with clients
-
Comfortable working in a boutique firm environment where team members wear multiple hats
Why Join This Firm:
- Competitive compensation of $115,000–$140,000, depending on experience
- Hybrid schedule with only one day onsite in Walnut Creek
- Excellent work-life balance
- Collaborative, close-knit team culture
- Meaningful client interaction and long-term growth opportunities within a respected RIA firm