Securities Regulatory Reporting Associate
About this role
Securities Regulatory Reporting Associate
Summary:
In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.
Regulatory Reporting, responsibilities including:
- Preparation of daily 15c3-1 daily net capital computation for US regulated entities.
- Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.
- Preparation of weekly regulatory capital computation for foreign entities (Canada, UK, Germany, Singapore, Hong Kong).
- Prepare the monthly and quarterly regulatory reports.
- Perform variance analysis of the trial balance to ensure adequacy of accounting records.
- Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
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