Securities Paralegal
About this role
Securities Paralegal
This role is for the primary SEC reporting paralegal on a team of dedicated corporate paralegals and will report to a senior attorney in the Corporate Secretary’s Office to assist with public company reporting requirements and general corporate matters.
Responsibilities
- Draft and file Section 16 filings (Forms 3, 4 and 5) and maintain corresponding executive officer equity ownership information
- Assist in the preparation of the annual proxy statement and manage cross-functional audit support
- Provide support on corporate governance matters, including D&O questionnaires, shareholder engagement and annual meeting preparation
- Assist with periodic reports under the ’34 Act, including Forms 10-Q/K
- Establish and implement best practices for reporting and legal entity management
- Manage and implement processes under the company's insider trading policy
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