Officer, Compliance, Stockbroker
About this role
Officer, Compliance, Stockbroker
Location
Victoria Island, Lagos Job Description Responsible for the Compliance function of the Company, functioning as an independent and objective officer responsible for the review and evaluation of compliance issues / compliance risk management concerns within the organization. Support the day-to-day operation of the Company’s compliance programme. Advise the management and ensure employees follow the governing rules and regulations set out by regulatory bodies; and the company’s policies and procedures are not breached. Responsible for regulatory change management and interactions with both internal and external stakeholders Provide assurance support for the business, by understanding the compliance risk management needs to achieve 100% compliance status.
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