Australasian Compliance
About this role
About the Role The Australasian Compliance function ensures Australian and New Zealand based BlackRock entities fulfill their local regulatory obligations and that BlackRock compliance policies and procedures are applied. In Australia, this includes monitoring compliance with local regulated entities’ AFSLs and with local regulatory obligations. The team covers Regulatory Engagement & Development, Enterprise Compliance (Monitoring & Surveillance, Policies & Procedures), Employee Compliance, Investment Advisory Compliance, and Marketing & Distribution.
What You'll Do
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