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Advertising Review Principal (Marketing Compliance)

Yoh
hybridUSD 32 - 45 / hour
Tempe, AZ or Fort Mill, SC

About this role

Advertising Review Principal (Marketing Compliance)

6 month contract to hire

Hybrid – Tempe, AZ or Fort Mill, SC

Required Qualifications

  • Series 7 and 24 are required
  • Must have performed redline day to day regulatory reviews of marketing content by applying FINRA 2210 and SEC regulations (preferably on advisor created content)
  • Prior Advertising Review experience within financial services.
  • Marketing compliance background.
  • Working knowledge of FINRA/SEC advertising regulations.
  • Strong written communication and attention to detail.
  • Ability to work independently and make sound compliance decisions.
  • Candidates should be experienced enough to "hit the ground running."

Estimated Min Rate: $31.50 Estimated Max Rate: $45.00

What’s In It for You?

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